FAQ
Services
What do you provide?
We help you achieve your financial goals and simplify executing financial tasks.
- Portfolio Management.
- Financial Planning.
- Workplace Retirement Plans.
- Estate & Gift Planning.
- Education Planning.
We help you achieve your financial goals and simplify executing financial tasks.
Fees
What do your services cost?
By charging fees based on assets under management, we only earn more when you do.
- We only charge on assets you place with us for asset management.
- We charge based on a fixed percentage of the assets we manage.
- Our Client Agreement and ADV Part 2A brochure lay out our fee schedule.
- We calculate our fees on a daily basis so fees are efficiently accounted for.
By charging fees based on assets under management, we only earn more when you do.
Financial Planning
How does this process work?
By building, monitoring, and updating a comprehensive and realistic plan, we create an easy-to-follow financial roadmap that may increase your probability for success.
- We utilize software that is both client facing and advisor facing.
- We help you get started with a simple questionnaire.
- We discuss topics and ask questions that you have not considered.
- We continually monitor and update your plan as needed.
By building, monitoring, and updating a comprehensive and realistic plan, we create an easy-to-follow financial roadmap that may increase your probability for success.
Communication
How responsive are the advisors?
Communication is a cornerstone of our Signature Service approach. By staying in close contact with clients, we meet even their unspoken needs.
- Our response time (whether by email, text, or call) is 24hrs at the longest.
- We tailor the cadence of client review meetings to quarterly, semi-annual, or annual.
- We update you with emails and calls during times of market volatility.
- We make sure our clients know how special they are to us with thoughtful correspondence.
Communication is a cornerstone of our Signature Service approach. By staying in close contact with clients, we meet even their unspoken needs.
Active Management Offering
What makes you different from other advisors?
We take a bottom-up approach to researching, selecting, trading, and monitoring each asset in a client's portfolio, while using technical analysis to identify major market trend shifts.
- We are accessible and accountable finance professionals, rather than middle men or asset gatherers.
- Collar Capital does "hands on" asset management and trading with discretion.
- Diligent in-depth research into every individual asset in a client's portfolio.
- Technical trading expertise on individual assets and market indices.
We take a bottom-up approach to researching, selecting, trading, and monitoring each asset in a client's portfolio, while using technical analysis to identify major market trend shifts.
Working With Us
Am I ever locked into any investment or agreement?
We are at our best when we are earning the right to remain our clients' trusted advisor each and every day.
- We always invest in highly liquid assets (with high daily liquidity).
- We trade only on major, public exchanges like the NYSE, NASDAQ, etc.
- Our clients may terminate the Client Agreement at any time.
- Our clients never have to worry about surrender charges.
We are at our best when we are earning the right to remain our clients' trusted advisor each and every day.
CONTACT US
100 West Lawrence Street
Suite 418
Appleton, WI 54911
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Collar Capital Management, LLC is a registered investment adviser that offers advisory services to clients or prospective clients where Collar Capital Management, LLC and its representatives are properly licensed or exempted. This website is solely for informational purposes.